Compliance Analyst with 3 years of experience in AML monitoring, KYC reviews and compliance testing for a digital bank and a broker-dealer. Clears about 250 transaction monitoring alerts a month with zero QA rejections in 2025. Brings sound investigative judgment, precise documentation and growing knowledge of BSA and FINRA requirements.
Experience
Compliance Analyst, Northpeak Digital Bank (Remote)
Sep 2023 – Present
Review about 250 AML transaction monitoring alerts a month in Unit21, escalating 18% for investigation
Drafted 40 SAR narratives in 2025 accepted by the BSA Officer without rework
Complete enhanced due diligence on 30 high-risk business accounts a month, including beneficial ownership checks
Tested 12 Reg E dispute controls, finding 2 timing gaps fixed within one quarter
Update 8 compliance procedures after regulatory changes, getting approval from the BSA Officer within each quarter
A strong Compliance Analyst resume shows accuracy, risk reduction and the financial or legal outcomes you were accountable for. Put your most relevant recent role first and make every bullet show a result, not a duty.
Sections, in order
Summary
Experience
Education
Skills
Certifications
Length: One page for most candidates; move to two only if every line is relevant.
Summary: Write two or three lines: your role, your strongest skills, and one result that proves them.
Skills to feature
Financial modeling
FP&A
GAAP or IFRS
Audit and controls
Excel and SQL
ERP systems (NetSuite, SAP)
Contract drafting and review
Regulatory compliance
Risk assessment
Stakeholder reporting
Example bullet points
Shortened the monthly close from 10 to 5 business days by automating reconciliations in NetSuite
Built the three-statement model used in a $40M Series C, keeping forecast variance under 3%
Negotiated 120 vendor and customer contracts a year, cutting average review time from 9 to 4 days
Tips from recruiters
List licences and qualifications (CPA, CFA, bar admission) prominently; they are often hard filters.
Use a conservative, single-column layout; finance and legal readers value precision over style.
Quantify the scale you handled: revenue, assets, deal value or number of matters.
Recommended templates
Ledger (ATS-friendly): moderncv banking: accent name, bold dates on the right
Ivy (ATS-friendly): Harvard-style Times layout with centered headings
Classic (ATS-friendly): Jake's-style LaTeX classic: small caps and hairline rules
Compliance Analyst resume FAQ
What should a Compliance Analyst resume include?
A Compliance Analyst resume should show accuracy, risk reduction and the financial or legal outcomes you were accountable for. Use these sections in this order: Summary, Experience, Education, Skills and Certifications. Put your most relevant recent role first and make every bullet show a result, not a duty.
What is the best resume template for a Compliance Analyst?
Ledger, Ivy and Classic work well for Compliance Analyst roles. They are single-column with standard headings, so applicant tracking systems (ATS) parse them reliably.
How long should a Compliance Analyst resume be?
One page for most candidates; move to two only if every line is relevant.
Which skills should a Compliance Analyst put on a resume?
Prioritize the skills named in the job posting. Common ones for Compliance Analyst roles are Financial modeling, FP&A, GAAP or IFRS, Audit and controls, Excel and SQL and ERP systems (NetSuite, SAP).
How do I write strong Compliance Analyst resume bullet points?
Start with an action verb, say what you did, and end with a measurable result such as close time, forecast variance and savings. For example: "Shortened the monthly close from 10 to 5 business days by automating reconciliations in NetSuite."